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What is a patent?
A U.S. patent for an invention is the grant of
a property right to the inventor(s), issued by
the US Patent and Trademark Office (USPTO). The
right conferred by the patent is "the right
to exclude others from making, using, offering
for sale, or selling" the invention in the
United States or "importing" the invention
into the United States. To obtain a US patent,
an application must be filed in the USPTO by the
inventor or a registered patent attorney or agent.
There are three types of patents: utility, design,
and plant patents. Utility patents are granted
for any new and useful process, machine, article
of manufacture, composition of matter, or any
new and useful improvement of these items. The
grant is for a period of 20 years from the date
the application is filed. Design patents cover
the appearance of an article of manufacture, and
may be granted for any new, original, and ornamental
design for a manufactured article. Design patents
last for 14 years from the issue date. Plant patents
cover plant varieties that can be reproduced by
cuttings.
What is a provisional application?
A provisional application for patent is a form
of a utility patent application which was designed
to provide a lower cost patent filing in the United
States and to give US applicants parity with foreign
applicants. Claims and oath or declaration are
not required for a provisional application. A
provisional application provides a means to establish
an early effective filing date in a patent application
and permits the term "Patent Pending"
to be applied in connection with the invention.
A provisional application must be refiled as a
regular utility application with claims within
one year of its filing date.
What is patentable?
US Patent Law defines the subject matter that
can be patented and the conditions under which
a patent may be obtained. In the language of the
statute, any person who "invents or discovers
any new and useful process, machine, manufacture,
or composition of matter, or any new and useful
improvement thereof, may obtain a patent,"
subject to the conditions and requirements of
the law. The word "process" is defined
by law as a process, act or method, and primarily
includes industrial or technical processes (including
computer software and computer-implemented business
methods).
In order for an invention to be patentable, the
invention must be novel (i.e., new), useful and
non-obvious. To be novel, an invention must be
different in some way from the prior art. Specifically,
if the invention has been described in a printed
publication (e.g., patents, publications, and
advertisements or promotional materials) anywhere
in the world, or if it has been in public use
or on sale in this country before the date of
invention, a patent cannot be obtained. Also,
if the invention has been described in a printed
publication anywhere, or has been in public use
or on sale in this country more than one year
before the filing date of the application, a patent
cannot be obtained. The term "useful"
refers to having a useful purpose and also includes
being able to operate to perform its intended
purpose. Finally, with respect to non-obvious,
the invention must be sufficiently different from
what has been used or described before that it
may be said to be non-obvious to a person having
ordinary skill in the area of technology related
to the invention.
What about foreign countries?
With respect to patents in other countries, many
foreign countries require that a patent application
be on file before any public disclosure or sale
of the invention. If you wish to preserve your
rights to file an application in foreign countries,
you should make sure that your application is
on file before any public use, disclosure, offer
for sale, or sale of the invention. Please let
us know if you require additional information
regarding protecting your invention in foreign
countries.
What is a preliminary patentability
search?
It is recommended to search prior patents before
applying to discover if the particular invention
or one similar to it has already been patented.
An inventor can conduct a search himself or employ
a professional search firm to conduct the search.
Professional search firms generally charge in
the range of $700 - $1200 to conduct a search
of the US Patent Office records and provide the
inventor with the results. More extensive searches
can be commissioned that include non-patent publications
and foreign patent databases at an additional
cost. The fee for an opinion of patentability
by a patent attorney will vary based on the technology
and the number of references located by the searcher.
Generally, a written opinion of patentability
ranges between $1000-$1500.
After conducting the search, if the information
revealed in the search suggests that your invention
is unpatentable, then you may wish to reconsider
filing an application in view of the expense associated
with the preparation and filing of a patent application.
Even if the search results do not uncover any
prior patents that necessarily destroy patentability,
the search results will assist in determining
the scope of your invention so that the patent
application may be drafted in accordance therewith.
Keep in mind, however, that such a search only
serves, as its name indicates, a preliminary purpose.
For this reason, the patent examiner may, and
often does, reject claims in an application on
the basis of prior patents or publications not
found in the preliminary search.
What are the costs and fees for filing a patent
application?
A
utility patent application includes a full and
complete written description of the invention
(specification), including how to make and use the
invention and
setting forth the best mode, drawings, legal claims
(the portion of the application that
defines the scope of protection afforded by
the patent), and an oath or declaration. The
government filing fee depends on the number of
claims and whether the applicant qualifies as
a small entity. The minimum government filing fee is
$500 for 20 claims filed by a small
entity applicant. Often more than 20 claims
are required to adequately cover the invention. Therefore, inventors should
budget at least $1000 for the government filing fee.
The attorney fees for preparing and filing a utility
patent will vary based on the complexity of the
technology and the adequacy of the disclosure.
Typically, mechanical or electrical inventions
of average complexity range between $4000-$8000.
Complex electronic or computer inventions (including
Internet business methods) range between $6500-$12000.
These fees generally cover the work through filing
the patent application. However, if the nature
of the invention has changed or if you decide
to add more or different embodiments beyond those
initially described, additional fees will be incurred.
If drawings for your invention are simple, or
you can provide drawings which can be scanned
and filed, there will be no additional fee for
drawings. For more complex drawings, or if artistic
talent is required, we use a drafting service
(approximately $200 per page).
The attorney fees for preparing and filing a provisional
utility application are slightly lower than a
regular utility application since a set of claims
does not need to be prepared initially. The government
filing fee is around $100 for a small entity.
However, because the specification in a provisional
needs to be as complete as a regular utility application
(except for the claims), the cost is not much
less than a regular utility application. On average,
a provisional will initially cost about $1000
- $3000 less to file. This cost difference will
be made up later, and probably more, when we prepare
the regular application based on the provisional.
Keep in mind, a provisional application is not
examined and must be refiled as a regular utility
application within one (1) year of filing.
What happens after filing?
Approximately 18 - 30 months
(or longer for computer/software based
inventions) from the filing date of
a regular utility application, we can expect
to receive an Office Action from the
Patent Office setting forth certain rejections or objections of
the application. All applications are usually rejected
to some extent. The rejections may be
as to matters of form, or the Examiner may have
found patents in his search which he feels are
identical to your invention, or which might render
your invention obvious. You will have 3
months to timely respond to the Office Action by
amending the claims, arguing against the rejections,
or both. Our fees for preparing a response
are based on time, and are usually in the
$1000 - $2500 range. Failure to respond to
an Action will result in abandonment of the application.
Fees for preparation of other documents required
after filing are billed as the documents are filed
(prosecution fees). For example, an Information
Disclosure Statement (IDS) is required to be filed
with copies of all relevant publications (patents
or otherwise) known to the inventor. It is usually
filed after receiving the official filing receipt
from the Patent Office, about three months after
filing the application. Our fee for preparing
and filing the IDS is about $300, plus $5 per
reference. There might be additional fees from
document suppliers, if you cannot supply a copy
of a reference and we need to procure it elsewhere.
Additional fees will be incurred in the normal
course of monitoring your application, docketing,
receiving and reviewing communications from the
Patent Office, filing assignments, and publication.
If the application is allowed by the Patent Office,
an issue and processing fee will be payable shortly
thereafter. These prosecution fees (not including
those related to Office Actions) generally amount
to about $1000 - $2000 for small entity applicants.
Maintenance fees will be required periodically
to maintain the patent after it issues.
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